Throughout the graduate course that I’ve been taking as part of my Ph.D. program, I have read numerous scholarly articles and excerpts from books that deal with various aspects of history, as well as historical approaches. Scholars have examined the roles of various social structures such as gender, economics, colonialism, societal classes, marriage and family life, race, religion, etc. with regard to their impact on historical change. Individual agency deals with the ability of individuals to act either independently of or as a part of these structures. How does individual agency interact with these structures, and to what extent? Different scholars would come to different conclusions, with some placing more emphasis on one versus the other (and some, such as British sociologist Anthony Giddens, would say that both complement each other). Individual agency will be examined in the context of marriage and the papacy in the European Middle Ages, African women and British colonialists in early-20th century Nigeria and upstate New Yorkers and the law in the late-19th century.
Individual agency can appear to be constrained by societal norms such as marriage, but the reality can be quite different, as D. L. d’Avray shows in Medieval Marriage: Symbolism and Society. He shows in Chapter Two that, while the Christian ideal of a permanent, monogamous heterosexual marriage was laid down by St. Augustine of Hippo, this did not translate into reality for Europeans in the Middle Ages until the 13th century. Divorce was tolerated by the Catholic Church, and polygamy was accepted to a certain extent in Merovingian Gaul. Europeans more or less followed their own cultural mores in marriage. There is perhaps one passage that demonstrates better than any other the role of individual agency for Europeans with regard to marriage. “Many people will get around a social norm. On the other hand, to say that norms leave social behavior unaffected would be an extreme view. Another qualification: in many or most societies monogamy for life may have been general practice without being a norm (d’Avray, p. 75).” In this sense, d’Avray asserts that while the concept of a monogamous, lifelong marriage as a social structure existed (d’Avray, p. 81), it did little to impede early Middle Age European men from doing as they pleased. This was especially true of royalty and the nobility. Individual agency in determining marriage for Europeans began to be affected when the Catholic Church started to assert greater control over marriage toward the beginning of 13th century, especially with Pope Innocent III. Due to the new discipline of priestly celibacy, priests no longer needed to sympathize with the concerns of married men, and were more inclined to hold fast to the church’s official line. Thus individual agency for Europeans was at first constrained merely by cultural norms (i.e. Merovingian polygamy) and personal tastes, but later individual agency became influenced by church power in such a way that it became increasingly difficult for Europeans, even royal ones, to break their marriages.
What about individual agency for the papacy? This is a particularly salient question considering the fact that Pope Innocent III was described by d’Avray as being one example of a particularly powerful pope who reinforced the idea that marriage had to be indissoluble. He contextualizes Innocent’s individual agency by describing him as being influenced by 12th-century French thought on marriage during his days as a student in Paris (d’Avray, p. 100). He then notes that some examples of Innocent’s responses toward prominent Europeans seeking annulments appeared to strike a theological chord rather than a political one. In one example (Peter I of Aragon) Innocent refused to provide an annulment on what appeared to be ideological, not political, grounds, citing the sacramental nature of marriage as a reflection of the union between Christ and the Church (d’Avray, p. 101). Innocent’s motives appear to have been independent of political considerations, something significant to note when one contemplates the highly politicized nature of the papacy in early medieval Europe. His individual agency was driven by his own view of marriage (which, as noted earlier, was shaped by his education in Paris). Even though he needed one particular ruler, Philip II Augustus of France, as an ally, he still refused to give him an annulment, which at the time would have been a dire political risk (p. 102-103). Thus d’Avray shows that Middle Age European men could assert their own independence and take their own risks despite political and social structures (like the Church), even if they were influenced by those same social structures.
In “‘Aba Riots’ or Igbo ‘Women’s War’? Ideology, Stratification, and the Invisibility of Women” by Judith Van Allen, individual agency is placed in the context of women and their struggles against British rule in Nigeria. While the British characterized the Igbo Women’s War as merely riots by the “least disciplined” of African peoples (Van Allen, p. 61), Van Allen shows that Igbo women utilized existing social structures of Igbo society to take action against what they perceived as British oppression. However, the case of Igbo women offers a possible confounding variable for historical analysis of individual agency and social structures. There was “no distinction among what we call executive, legislative, and judicial activities, and no political authority to issue commands…neither was there any distinction between the religious and political (Van Allen, p. 66).” Thus traditional Western concepts of government and society seem to break down when dealing with the Igbo, which was essentially a collectivist society where any and all decisions that could affect anyone’s life were made in a village assembly. Women had access to this particular social structure (the assembly), and could thus use it to make their concerns visible. In addition, women’s individual agency was enhanced by their ability to effectively communicate with one another despite the lack of modern communications via a marketplace system, the “mikiri-ogbo” network. One woman in particular, Nwanyeruwa, bravely resisted an attempt by a local Warrant Chief to tax her animals and communicated the incident via messengers to other villages (Van Allen, p. 72). This ensured that women not only had a voice in their society, but that they could raise the alarm if they thought that they were being mistreated.
Women in Igbo society were known to act collectively to enforce discipline in village life, despite their lack of traditional political roles equal to those of men (Van Allen, p. 62). For example, women engaged in a ritual, known as “sitting on a man,” whereby they would surround a troublesome man’s house and refuse to leave until he repented of his misdeeds (which could include mistreating his wife, showing that Igbo women looked out for one another). Therefore, women as individuals had a pre-established method of protesting that the British simply dismissed as “excitability.” The Women’s War could thus be seen as “sitting on a man” writ large, or the application of a localized social ritual on a grand scale. Women’s individual agency was channeled into a collective, gender-oriented ritual that was expanded to serve a broader purpose, namely to protest against the British.
While colonial studies have, at least relatively recently, sought to understand colonial history from the perspective of the colonized, it is still a valid question as to how colonial British individual agency has been treated. Obviously, in the context of colonialism in Nigeria we are referring to a specific group of British colonial administrators. Not all British subjects supported colonization, but there was a social structure that helped shape British attitudes toward indigenous Africans, namely pseudo-scientific beliefs that essentially amounted to a type of racism. The British authorities acted under their own colonial ideological structures in their fight to suppress the Women’s War. Their individual agency, when it came to suppressing the revolt, was certainly not constrained by any lack of weapons or by a respect for women (some Igbo women mistakenly assumed that the British would not fire upon women (Van Allen, p. 61)). It was constrained by perceptions of the indigenous Africans as being prone to “excitability” (Van Allen, p. 61), along with the belief that the Africans were inferior in general. Because of this sense of cultural superiority, the British could not (at least initially) understand how a “public gathering” of Africans was actually an intrinsic aspect of Igbo society where all concerns were voiced. The cultural gap was too great. Here, individual agency was shaped by a British cultural belief system about the inferiority of Africans.
Chapter three of Crimes Against Nature: Squatters, Poachers, Thieves and the Hidden History of American Conservation by Karl Jacoby looks at individual agency in the context of the law in late-19th century upstate New York (specifically the Adirondacks). Jacoby shows us the often bitter clash between individual agency, as shaped by local customs and economic needs, and law. While the previous two works sampled showed the role of individual agency in terms of the social structures of marriage, religious authority, African women’s tribal customs and British cultural beliefs, we will shift toward a focus on individual agency in terms of local economic needs and ethical constructs, and how these economic needs were met in the face of legal opposition by the New York State government.
The native Adirondackers in the late 1800s frequently flouted laws prohibiting the cutting down of trees in state lands. Adirondackers “typically justified such behavior by claiming a natural right to subsistence (Jacoby, p. 52).” There were locals who depended upon the forests for firewood, construction materials, etc. and to deprive them of their means of existence was, in Jacoby’s words, a “callous denial…of local access to essential resources.” Here we see individual agency on the part of the Adirondackers as being shaped significantly by economic needs, although there were cases where some locals sold the wood into the market and used the money to buy other household items (Jacoby, p. 54). In addition, local customs and familiarity with the terrain ensured that Adirondackers would typically be able to get away with taking what they needed from state lands with little or no consequence. Locals would often refuse to testify against their neighbors, friends and families when charges were brought up by the state. When called to sit on juries, they would be more sympathetic to someone who was charged with cutting down trees on state land. The same thing happened to those Adirondackers who violated gaming laws, also for the purpose of subsistence.
However, with regard to the treatment of outsiders coming into the Adirondacks to hunt game, the individual agency of the locals was also influenced by local customs and beliefs, but this time it was pushed in the opposite direction. Downstate tourists that came up to hunt game in the Adirondacks in violation of gaming laws were seen by the Adirondackers as doing it just for sport, rather than subsistence. This, according to local sensibilities, was wrong and led to the locals actually teaming up with the state regulators to catch and prosecute those from downstate who illegally hunted game (Jacoby, p. 62-63). Of course, the locals did not team up with the state to prosecute their fellow lawbreakers, but it shows how depending on local economic needs (some of the locals survived off of game), individual agency could be shaped by such needs in such a way that could lead to simultaneous cooperation with the state with some laws and a rejection of its authority with others.
This was all a part of a broader Adirondack “ethical framework,” as Jacoby terms it, which emphasized the acceptability of doing what was necessary to ensure one’s survival and the survival of one’s family. Adirondackers saw themselves as having a “natural right” to subsistence and survival, so if lumber and gaming laws had to be broken, then so be it. This belief in a natural right to subsistence reflected an “attenuated but still vital republicanism” that emphasized “agricultural self-sufficiency” and individual freedom in the United States (Jacoby, p. 64). It was precisely this framework which shaped individual agency in the Adirondacks in the late 19th-century. Eventually, tourism, with its attendant illegal gaming, proved to be more profitable to the Adirondackers, especially as “the market cast an increasingly long shadow over the region (Jacoby, p. 65). This had the effect of dividing Adirondack communities amongst those with competing economic interests vs. those who still had to subsist off of the land. Local cooperation amongst Adirondackers and with the state became spottier. Perhaps the prospect of making money through tourism had a particularly potent way of shaping individual agency when compared to local beliefs and traditional ethical frameworks.
In each of the aforementioned scholarly works, individual agency was treated as being shaped by one or more social structures. This should not lead anyone to think that all individual agency is shaped solely by social structures and conditions. Individuals can act for any number of reasons (including acting at random), but in the examples surveyed in this paper, individual agency was always shaped in some way by social structures, whether culture, religion, education, tribal custom, colonialist racism, state law and/or economic conditions. Scholars will undoubtedly continue to debate the influence of social structures on individual agency well into the future.
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